Wyoming SOS Releases Guidance on Securities Rules Requiring ESG Disclosure

The Secretary of State’s Office has recently released guidance concerning amendments to Chapters 2, 4, 5, and 10 of the Secretary of State’s Securities Rules requiring investment professionals to disclose to their customers or clients whether they are incorporating a social objective in the investment or commitment of customer or client funds. The rules, as amended, were signed on February 27, 2024. Secretary of State Chuck Gray.

A copy of the guidance, as well as a best practice in providing clear and conspicuous disclosure, can be found here.